Regions Compliance Officer

Responsibilities

• Implementation of local and international regulatory requirements and monitoring of regulatory changes
• Drafting and review of specific compliance manuals, policies and procedures
• Acting as local MLRO, undertake client onboarding and CDD/KYC responsibility
• Drafting and review of specific risk assessments and compliance monitoring programs, conduct compliance testing and controls
• Design and deliver training on required topics (e.g. AML, Conduct risk, regulatory changes)
• Responsibility for local reporting duties
• Review of marketing communications
• Preparation of documentation for internal and external audit
• Support in Compliance-specific projects on a case-by-case basis

Requirements

• Minimum 5 years of experience within Compliance in a financial services firm
• Sufficient knowledge and experience to act as local MLRO / AML responsible
• At least 3 years experience in a role as Compliance Responsible/MLRO
• Good knowledge of local regulatory requirements (including MIFID II)
• Knowledge of marketing and distribution of financial products and cross-border guidelines
• Native speaker/fluent in French and English (additional languages are an advantage)