Compliance Surveillance

Job Description

You are joining the Market Abuse Monitoring team as a compliance officer in market surveillance. This team is in charge of carrying out investigations and analyzing transactions in order to detect possible attempts at market manipulation or insider trading.

On a daily basis, your tasks are to:

• Address the escalation and closure of alerts regarding market surveillance, relating to potential market abuse in connection with the monitoring team in Porto and other regional experts;
• Ensure that surveillance alerts are processed correctly and on time;
• Contribute to the drafting of suspicious transaction reports sent to the regulator;
• Contribute to the response to regulators' requests;
• Contribute to the configuration of the monitoring system;
• Participate in the evolution of surveillance systems (contribute to the implementation of tools);
• Identify areas for improvement in the monitoring system and participate in their implementation in partnership with the 1 era line of defense, the Compliance Advisory and the IT team;
• Adapt monitoring processes according to new regulatory provisions;
• Participate in the testing of new tools, new features, or bug fixes implemented by the IT team.

As a compliance officer in market surveillance, you participate in the optimization of the operation of the operational system of market surveillance to detect potential breaches.

This position is based in Paris with the possibility to telework a few days per month.

You work in a hybrid, inclusive and collaborative working environment.

You also have the opportunity to engage in favor of society and causes that are important to you through our corporate foundation.

Required Skills, Qualifications, & Experience

About you: With a higher education, you have proven experience in the field of combating market abuse.

• Market finance activities;
• Financial products belonging to different asset classes;
• The analysis and identification of complex situations and fraud risks;
• Various monitoring systems (Actimize, Smarts, Trading Hub, etc.) and you know how to apprehend and evaluate data and alerts from such systems;
• Collaborative and motivated by sharing expertise and managing transformation projects;
• Motivated by teamwork;
• Responsive and adaptable.

You are proficient in English with a C1 level.